Luminex Public Regulatory Filings

6.12.18

Luminex SEC Comment Letter

Transaction Fee Pilot for NMS stocks (File No. S7-05-18)

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4.10.18

Luminex Form ATS

Relevant sections from the most current Luminex Form ATS filing that describe how the Luminex ATS operates

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2.23.16

Luminex SEC Comment Letter

Proposed Regulation of NMS Stock Alternative Trading Systems (File No. 57-23-15)

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